Financial Markets Authority

Results: 2356



#Item
521Economy of the United Kingdom / Financial Services Authority / Financial Services and Markets Act / Financial services / Investment / United Kingdom / Financial economics / Service industries

ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an orga

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Source URL: www.cssf.lu

Language: English - Date: 2013-03-08 10:19:19
522Financial services / Business / Netherlands Authority for the Financial Markets / Financial regulation / Bordeaux

The AFM warns against Bordeaux Advisory B.V. The Netherlands Authority for the Financial Markets (AFM) is warning investors not to accept any offers for investment objects [beleggingsobjecten] made by Bordeaux Advisory B

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Source URL: www.cssf.lu

Language: English - Date: 2007-09-05 09:40:22
523Financial system / Financial regulation / Short selling / Economy of Greece / Hellenic Capital Market Commission / Financial markets / European Securities and Markets Authority / Credit default swap / Bank / Financial economics / European Union / Finance

Date: 29 January 2013 ESMA[removed]OPINION Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No[removed]on short selling and certain aspects of credit

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-02-25 22:41:11
524Financial Services Authority / Financial Services and Markets Act / United Kingdom company law / Law / Single Euro Payments Area / Financial services / United Kingdom / Corporations law / Economy of the United Kingdom

FSA[removed]SUPERVISION MANUAL (REMUNERATION REPORTING) INSTRUMENT 2012 Powers exercised A.

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Source URL: media.fshandbook.info

Language: English - Date: 2012-10-30 11:03:22
525Investment / Financial regulation / Financial adviser / Financial Services Authority / Markets in Financial Instruments Directive / Independent Financial Adviser / Financial economics / Finance / Business

POSITION PAPER NO[removed]On the Review of Financial Advice ISSUED 13 JUNE 2013

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Source URL: www.jerseyfsc.org

Language: English - Date: 2013-06-14 04:57:45
526Law / Financial economics / Financial regulation / Markets in Financial Instruments Directive / Financial Services and Markets Act / Financial Services Authority / Undertakings for Collective Investment in Transferable Securities Directives / European Economic Area / Directive 2004/38/EC on the right to move and reside freely / European Union directives / European Union / United Kingdom

Microsoft Word - FSA2007_8 Passporting MIFID.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
527Financial Ombudsman Service / Ombudsman / Government / Financial Services Authority / Financial Services and Markets Act / Ombudsmen in Australia / Legal professions / United Kingdom / Law

[removed]: Payment Services (Gibraltar-Based Firms) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
528Fee / Solvency II Directive / Financial Services and Markets Act / Business / Payment systems / United Kingdom / Economy of the United Kingdom / Financial Services Authority

Microsoft Word - 2012_26v3.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2012-05-23 09:53:54
529Financial economics / Financial Services and Markets Act / Financial Services Authority / Markets in Financial Instruments Directive / Companies Act / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Law / United Kingdom

[removed]: Handbook Administration (No 10) Instrument 2008

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:43
530Financial regulation / Economics / European Union / Markets in Financial Instruments Directive / Stock market / Multilateral Trading Facility / Financial Services Authority / Outsourcing / Counterparty / Financial markets / Business / Financial economics

Microsoft Word - 2007_9 MiFID Misc Amendment.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
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